1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (right to buy)
|
(1)
|
10/14/2026 |
Common Stock
|
12,257
|
$
1.6
|
D
|
|
Stock Option (right to buy)
|
(2)
|
03/16/2027 |
Common Stock
|
17,134
|
$
2.12
|
D
|
|
Stock Appreciation Right
|
(3)
|
04/02/2019 |
Common Stock
|
3,742
|
$
45.7
|
D
|
|
Restricted Stock Units
|
(4)
|
(4)
|
Common Stock
|
4,000
|
$
0
|
D
|
|
Stock Option (right to buy)
|
(5)
|
05/11/2027 |
Common Stock
|
50,269
|
$
2.39
|
D
|
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The reporting person was awarded 12,257 stock options, of which 11,236 options are currently exercisable and the remaining will vest on October 14, 2017. |
(2) |
The reporting person was awarded 17,134 stock options, of which 8,566 options are currently exercisable and the remaining will vest ratably over the next six months. |
(3) |
The reporting person was awarded 3,742 stock appreciation rights, of which all are immediately exercisable. |
(4) |
The reporting person was awarded 4,000 restricted stock units, of which half will vest on February 26, 2018 and the remaining half on February 26, 2019. Upon vesting, the reporting person will receive a number of shares of common stock of Issuer equal to the number of restricted stock units vested. |
(5) |
The reporting person was awarded 50,269 stock options, of which 16,756 options are currently exercisable and the remaining will vest ratably over the next eight months. |