UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Appreciation Rights | (2) | 03/30/2012 | Common Stock | 6,784 | $ 9.52 | D | |
Stock Appreciation Rights | (2) | 02/27/2013 | Common Stock | 9,101 | $ 7.73 | D | |
Stock Appreciation Rights | (3) | 02/19/2014 | Common Stock | 17,797 | $ 5.89 | D | |
Stock Appreciation Rights | (4) | 03/01/2015 | Common Stock | 22,088 | $ 5.03 | D | |
Stock Appreciation Rights | (5) | 01/30/2017 | Common Stock | 25,773 | $ 6.63 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Saitta Jo Ann C/O PDI INC., MORRIS CORPORATE CENTER 1 BUILDING A, 300 INTERPACE PARKWAY PARSIPPANY, NJ 07054 |
PDI SVP IT, GM GROUP DCA |
Jo Ann Saitta | 02/09/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 7,640 restricted stock units that vest on 2/19/12 and 10,934 restricted stock units that vest on 3/1/13. Includes 17,773 restricted shares of common stock that vest on 3/3/14, 759 restricted shares of common stock that vest on 12/21/12, and 11,312 restricted shares of common stock that vest on 1/30/15. |
(2) | Currently exercisable. |
(3) | Two-thirds are currently exercisable and one-third becomes exercisable on 2/19/12. |
(4) | One-third is currently exercisable and the remaining two-thirds will become exercisable on each of 3/1/12 and 3/1/13. |
(5) | One-third will become exercisable on each of 1/30/13, 1/30/14, and 1/30/15. |