1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Appreciation Rights
|
(2)
|
03/23/2011 |
Common Stock
|
2,853
|
$
12.06
|
D
|
|
Stock Appreciation Rights
|
(3)
|
03/30/2012 |
Common Stock
|
5,936
|
$
9.52
|
D
|
|
Stock Appreciation Rights
|
(4)
|
02/27/2013 |
Common Stock
|
9,101
|
$
7.73
|
D
|
|
Stock Appreciation Rights
|
(5)
|
02/19/2014 |
Common Stock
|
15,820
|
$
5.89
|
D
|
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 1,226 restricted shares of common stock that vest March 30, 2010 and 3,334 restricted shares of common stock that vest one-half on each of November 27, 2009 and November 27, 2010. Includes 3,450 restricted shares of common stock that vest one-half on each of February 27, 2010 and February 27, 2011 and 6,791 restricted stock units that vest on February 19, 2012. |
(2) |
Currently exercisable. |
(3) |
Two-thirds are currently exercisable, one-third will become exercisable on March 30, 2010. |
(4) |
One-third is currently exercisable and one-third will become exercisable on each of February 27, 2010 and February 27, 2011. |
(5) |
One-third will become exercisable on each of February 19, 2010, February 19, 2011 and February 19, 2012. |